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Approach to Mediation
Mr. Millstein summarizes his personal approach to mediation:
"I do not have a "one size fits all" approach to resolving
commercial disputes. My role as a mediator is to
assist the parties to find a solution - the parties and
their counsel must "own" the process, and trust the
mediator. But I do use my years of experience, as a
lawyer, business person, father, husband, member of various
communities. My years growing and leading a business,
particularly my years managing a law firm with many partners
of, believe it or not, sizable egos, is one of the pillars
of my experience.
The mediator facilitates dispute resolution by providing
structure and a trusted partner to each of the
participants. Trust is not automatic, not is it easily
earned in every instance. The ultimate goal of
mediation is the building of enough trust between the
parties to resolve as many of the issues in their
relationship as can be resolved, or where trust between the
parties is impossible (and it frequently is), to provide a
process where trust in the mediator forms a bridge to
resolution.
I start with the parties' articulated positions, and before
holding the first session, I try to get as much information
as possible. There is no substitute for
preparation. My approach is to understand the real
business interests of the parties, and to ensure that those
interests become an important part of the process, over time
supplanting the other issues that drive the parties'
behavior. The most successful mediation is one which
creates the most positive business potential for the parties
- and that potential may be achieved in risk or cost
avoidance, as well as obtaining monetary recoveries or
uncovering new opportunities. Putting a dispute to rest
generally has great business value in and of itself.
There is no "single pathway" to a successful mediation of a
commercial dispute, but there are a few important guidelines
to getting there. First, a mediator must always listen
and observe. Often, the parties have the keys to the
resolving the dispute, but they are simply not sure of how
those keys will work together to unlock the dispute and move
forward. A mediator must acknowledge the history of
the dispute while encouraging the parties to focus on the
future.
Second, a given mediation may require a "less is more"
approach or a more directed approach on the part of the
mediator, depending on the sophistication of the parties,
their need to hear from each other or from a neutral, and
many other factors. Often a solution to the dispute is
only visible when the parties are open to creative ideas,
even if those ideas will not necessarily be those adopted in
the final agreement.
Finally, mediation involves hard work, determination and
excellent communication and listening. As both a
litigator and a transactional lawyer during my 30 plus years
of practice, I have a good grasp of the potential pitfalls
of litigation as well as the value of interest-based
negotiation. The bottom line of my approach, however,
is that my faith in my experience drives my approach:
knowing when a suggestion or direction likely will be
helpful, and when it would not; knowing how to let the
parties communicate in joint session, and when to caucus;
knowing how to let the process play out to a successful
conclusion, and when and how to help drive it there."
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